Chief Compliance Officer Job in BURNABY, BC - Adecco

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Job Summary
Chief Compliance Officer
Location: BURNABY, BC Category: Accounting & Finance
Status: Direct Hire Reference: ca_en_2_026578_12122
Posted: September 21,2016 Salary: N/A

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Chief Compliance Officer l Up to $150K+ l Vancouver, BC l Permanent

Adecco Professionals has partnered up with a trusted and established financial institution with global presence that is well respected in the local community. The CCO will recommend improvements to the organization’s policies and procedures, thereby improving operations and controls.


Maintain a level of efficiency in the Compliance function which facilitates productive reports
Create and maintain a sound and comprehensive compliance system
Report identified illegal, dishonest or unethical acts to senior management
Monitor and review customer complaints
Undertake and complete the compliance process in such a way as to facilitate the preparation of reports describing irregularities and to forward such reports to the Review Committee and management


Minimum 3+ years in securities regulatory compliance, and/or internal testing/audit experience or equivalent in the financial services industry
Registered as a CCO within the last 3 years
Strong knowledge of investment funds and portfolio management firms, products, operations and systems combined with in-depth understanding of and experience with compliance risks and controls assessments.
Excellent attention to detail and proven decision making ability; solutions oriented, ability to identify risks and implement appropriate mitigation actions.

If you are interested in the Chief Compliance Officer position in Vancouver, BC please apply today!

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**Note: Accommodation will be provided in all parts of the hiring process as required under Adecco’s Employment Accommodation policy. Applicants will need to make their needs known in advance to their Adecco representative.**