Sr. Compliance Officer Job in Vancouver, BC - Adecco
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Job Summary
Sr. Compliance Officer
Location: Vancouver, BC Category: Accounting & Finance
Status: Direct Hire Reference: ca_en_2_026578_12122
Posted: July 13,2017 Salary: N/A

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Sr. Compliance Officer l 70K to $100K+ l Vancouver, BC l Permanent

Adecco Professionals has partnered up with a trusted and established financial institution with global presence that is well respected in the local community. The Sr. Compliance Officer will recommend improvements to the organization’s policies and procedures, thereby improving operations and controls.


Responsibilities:


Maintain a level of efficiency in the Compliance function which facilitates productive reports
Create and maintain a sound and comprehensive compliance system
Report identified illegal, dishonest or unethical acts to senior management
Monitor and review customer complaints
Undertake and complete the compliance process in such a way as to facilitate the preparation of reports describing irregularities and to forward such reports to the Review Committee and management



Requirements:


Minimum 3+ years in securities regulatory compliance, and/or internal testing/audit experience or equivalent in the financial services industry
Strong knowledge of investment funds and portfolio management firms, products, operations and systems combined with in-depth understanding of and experience with compliance risks and controls assessments.
Excellent attention to detail and proven decision making ability; solutions oriented, ability to identify risks and implement appropriate mitigation actions.



If you are interested in the Sr. Compliance Officer position in Vancouver, BC please apply today!






Executive Recruiter: Caroll Lai



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**Note: Accommodation will be provided in all parts of the hiring process as required under Adecco’s Employment Accommodation policy. Applicants will need to make their needs known in advance to their Adecco representative.**